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Conduct glossary update: what’s out and what’s in? #3
This is the third of our top three linguistic novelties in the Journey to the FCA. Our first was the change from “relationship management” to “fixed and flexible portfolio”, number two took us from...
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Your compliance team: fit for purpose in today’s environment?
www.huntswood.com “Life moves pretty fast. If you don’t stop and look around once in a while, you could miss it.” Not my words, but the opening lines of the classic film Ferris Bueller’s Day Off...
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Product intervention: where and when?
www.huntswood.com The Financial Conduct Authority did not fight this hard for its temporary product intervention powers simply to leave them in the tool box – unused. That we know. What remains unknown...
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Financial incentives and customer outcomes
www.huntswood.com This is an abridged version of Paul Scott’s speech given at the BBA Financial incentive briefing 16th April 2013. Paul Scott is the director of Advisory Services at Huntswood. In its...
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Unknown knowns: product intervention rules
www.huntswood.com Donald Rumsfeld is not often mentioned these days, but his most famous quote remains relevant for uncertain situations such as the new temporary product intervention regulation. The...
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Fees and levies: cost of regulation goes up
www.huntswood.com Whilst the Financial Conduct Authority’s consultation paper – “Regulated fees and levies: rates proposals 2013/14 (CP31/1)” – issued in April 2013 might not be top of everyone’s...
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